Mutual Funds

Small Company Opportunities Fund

The Advisory Research Small Company Opportunities Fund invests in equity securities of small and micro cap companies that we believe are profitable, undervalued on a price to book basis and exhibit low levels of leverage.  

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The investment process focuses on the downside protection and upside potential of individual securities. Downside protection may be discovered through extensive fundamental analysis of companies in order to determine a security’s true net asset value. The team determines upside potential in a particular company through qualitative analysis utilizing senior management interviews, company visits and competitive analysis.

Fund Facts
Ticker ADVSX
CUSIP 46141P545
Inception 11/1/2013
Minimum Investment $2,500
Net Expense Ratio 1.10%
Gross Expense Ratio 3.38%
Portfolio Managers Matt Swaim
Chris Harvey
Bruce Zessar
Jim Langer
Sector Allocation
Basic Materials:2.69|Communications:1.03|Consumer, Cyclical:20.80|Consumer, Non-cyclical:3.86|Energy:8.04|Financial:38.89|Industrial:21.15|Technology:1.54
Top 10 Holdings
Avnet, Inc. 5.51%
TriMas Corp. 4.62%
Howard Hughes Corp. 3.98%
Allison Transmission Holdings, Inc. 3.97%
Core-Mark Holding Co., Inc. 3.88%
Tech Data Corp. 3.50%
Horizon Bancorp, Inc. 3.50%
Equity Commonwealth 3.29%
WPX Energy, Inc. 3.25%
Armstrong World Industries, Inc. 3.15%
Total 38.65%

Fund risks and disclosures